0001213900-15-001153.txt : 20150218 0001213900-15-001153.hdr.sgml : 20150216 20150217161653 ACCESSION NUMBER: 0001213900-15-001153 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 GROUP MEMBERS: MARY JANE HAUSER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARABELLA EXPLORATION, INC. CENTRAL INDEX KEY: 0001506374 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86157 FILM NUMBER: 15622687 BUSINESS ADDRESS: STREET 1: 509 PECAN STREET STREET 2: SUITE 200 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 432 897-4755 MAIL ADDRESS: STREET 1: 509 PECAN STREET STREET 2: SUITE 200 CITY: FORT WORTH STATE: TX ZIP: 76102 FORMER COMPANY: FORMER CONFORMED NAME: LONE OAK ACQUISITION CORP DATE OF NAME CHANGE: 20101123 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Hauser Holdings LLC CENTRAL INDEX KEY: 0001542270 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 50 SOUTH SIXTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-313-2500 MAIL ADDRESS: STREET 1: 50 SOUTH SIXTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 SC 13G/A 1 sc13g0215a2hauser_arabella.htm AMENDMENT TO SCHEDULE 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G

(Amendment No. 2)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO §240.13d-2

 

Arabella Exploration, Inc.
(Name of Issuer)

 

Ordinary Shares, $0.001 par value
(Title of Class of Securities)

 

G5693V 105
(CUSIP Number)

 

             December 31, 2014             
(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☐      Rule 13d-1 (b)

☐      Rule 13d-1 (c)

☒      Rule 13d-1 (d)

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 
 

 

CUSIP No.  G5693V 105 13G/A Page 2 of 6 Pages

 

1 NAME OF REPORTING PERSON
Hauser Holdings LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                   (a) ☒
                                                                                                                                  (b) ☐
3 SEC USE ONLY
 
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF
SHARES
5 SOLE VOTING POWER
-0-
BENEFICIALLY
OWNED BY
6 SHARED VOTING POWER
3,278,428(1)
EACH
REPORTING
7 SOLE DISPOSITIVE POWER
-0-
PERSON 8 SHARED DISPOSITIVE POWER
3,278,428 (1)

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,278,428 (1)
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)                                                                                  ☐
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
41.2%
12 TYPE OF REPORTING PERSON*
PN

 

(1) Includes 2,932,500 shares issuable upon exercise of 2,932,500 ordinary share purchase warrants owned by the reporting person. Each warrant is exercisable for one ordinary share of the Issuer at an exercise price of $5.00 per share commencing on December 24, 2013 and will expire on the earlier of (i) December 24, 2016 and (ii) their redemption.

 

 
 

 

CUSIP No.  G5693V 105 13G/A Page 3 of 6 Pages

 

1 NAME OF REPORTING PERSON

Mary Jane Hauser

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                   (a) ☒
                                                                                                                                  (b) ☐
3 SEC USE ONLY
 
4 CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF
SHARES
5 SOLE VOTING POWER
-0-
BENEFICIALLY
OWNED BY
6 SHARED VOTING POWER

3,303,428 (1)

EACH
REPORTING
7 SOLE DISPOSITIVE POWER
-0-
PERSON 8 SHARED DISPOSITIVE POWER

3,303,428 (1)

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

3,303,428 (1)

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)                                                                                         ☐
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
41.4%
12 TYPE OF REPORTING PERSON*
IN

 

(1) Includes (i) 2,932,500 shares issuable upon exercise of 2,932,500 ordinary share purchase warrants owned by the reporting person, and (ii) 25,000 shares issuable upon exercise of 25,000 options that are exercisable within 60 days of December 31, 2014 and which are owned by the reporting person’s spouse, Richard J. Hauser, a director of the Issuer. Each warrant is exercisable for one ordinary share of the Issuer at an exercise price of $5.00 per share commencing on December 24, 2013 and will expire on the earlier of (i) December 24, 2016 and (ii) their redemption. The options are exercisable at $6.15 per share and expire on May 5, 2019.

 

 
 

 

CUSIP No.  G5693V 105 13G/A Page 4 of 6 Pages

 

Item 1.

 

  (a) Name of Issuer:

 

Arabella Exploration, Inc.

 

  (b) Address of Issuer's Principal Executive Offices:

 

500 W. Texas Avenue
Suite 1450
Midland, Texas 79701

 

Item 2.

 

  (a) Name of Person Filing:

Hauser Holdings LLC

      Mary Jane Hauser
       
  (b) Address of Principal Business Office or if none, Residence:
     
      Hauser Holdings LLC and Mary Jane Hauser
50 South Sixth Street

Minneapolis, Minnesota 55402
   

  (c) Citizenship:

Hauser Holdings LLC—Delaware

     

Mary Jane Hauser—United States of America

       
  (d) Title of Class of Securities:

Ordinary Shares, $0.001 par value

       
  (e) CUSIP Number: G5693V105

 

Item 3. Not Applicable

 

Item 4. Ownership.

 

(a)Amount Beneficially Owned:

Hauser Holdings LLC—3,278,428. Includes 2,932,500 shares issuable upon exercise of 2,932,500 ordinary share purchase warrants owned by the Hauser Holdings LLC. Each warrant is exercisable for one ordinary share of the Issuer at an exercise price of $5.00 per share commencing on December 24, 2013 and will expire on the earlier of (i) December 24, 2016 and (ii) their redemption.

 

Mary Jane Hauser— 3,303,428. Includes (i) 2,932,500 shares issuable upon exercise of 2,932,500 ordinary share purchase warrants owned by the reporting person, and (ii) 25,000 shares issuable upon exercise of 25,000 options that are exercisable within 60 days of December 31, 2014 and which are owned by the reporting person’s spouse, Richard J. Hauser, a director of the Issuer. Each warrant is exercisable for one ordinary share of the Issuer at an exercise price of $5.00 per share commencing on December 24, 2013 and will expire on the earlier of (i) December 24, 2016 and (ii) their redemption. The options are exercisable at $6.15 per share and expire on May 5, 2019.

 

Mary Jane Hauser is the sole shareholder of Hauser Holdings LLC.

 

 
 

 

CUSIP No.  G5693V 105 13G/A Page 5 of 6 Pages

 

  (b) Percent of Class:

 

  Hauser Holdings LLC41.2%.

     

Mary Jane Hauser—41.4%.

 

The percentages are calculated based on 5,020,303 ordinary shares outstanding as of December 31, 2014.

 

  (c) Number of shares as to which such person has:

 

  (i) sole power to vote or to direct the vote:

 

Hauser Holdings LLC0
Mary Jane Hauser—0

 

  (ii) shared power to vote or to direct the vote:

 

Hauser Holdings LLC—3,278,428
Mary Jane Hauser—3,303,428

 

  (iii) sole power to dispose or to direct the disposition of:

 

Hauser Holdings LLC—0
Mary Jane Hauser—0

 

  (iv) shared power to dispose or to direct the disposition of:

 

Hauser Holdings LLC—3,278,428
Mary Jane Hauser—3,303,428

 

Item 5. Ownership of Five Percent or Less of a Class: Not Applicable

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable

 

Item 7. Identification and Classification of Subsidiary Which Acquired the Securities: Not Applicable

 

Item 8. Identification and Classification of Members of the Group: Not Applicable

 

Item 9. Notice of Dissolution of Group: Not Applicable

 

Item 10. Certifications: Not Applicable

 

 
 

 

CUSIP No.  G5693V 105 13G/A Page 6 of 6 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 17, 2015

  HAUSER HOLDINGS LLC
   

By:

/s/ Mary Jane Hauser

    Name: Mary Jane Hauser
    Title: Manager
     
  /s/ Mary Jane Hauser
Mary Jane Hauser